Tuesday, August 25, 2009

Diachronic vs. synchronic explanations: Why psychology needs both

So I'm at Harvard now, and settling in fine. I don't have internet at home yet, so posting might be a little bit spotty until I do. Now, let's jump into it.

Steve Pinker's "How The Mind Works" is a pretty classic book at this point. New York Times bestseller, Pulitzer finalist, and one of the few real, undiluted and scientific psychology/cognitive science books to have made it into the public consciousness. Pinker wears somewhat different hats in each of his books, and in this one, he is a staunch evolutionary psychologist -- dismissing Lewontin and Gould's "spandrel" argument out of hand (and unconvincingly, in my view), and claiming that psychology must turn to evolution for answers to its important questions, How The Mind Works.

The philosopher and cognitive scientist Jerry Fodor wrote a book titled "The Mind Doesn't Work That Way", both an obvious jab at Pinker's lofty title, and a serious critique of his ideas. One of Fodor's chief arguments is against evolutionary psychology as a whole. The argument can be summarized like this:

How something came to be is a "diachronic" (across time) explanation, and how something is now is a "synchronic" (concurrent time) explanation. According to Fodor, diachronic and synchronic explanations are unrelated to each other, because they answer different questions. The former answers the question of "How X came to be" or "Why X is the way it is, and not some other way". The latter answers the question of "How X works". Furthermore, Fodor argues that the twain shall never meet. Diachronic investigations are, in principle, incapable of answering how something works, and synchronic explanations are, in principle, incapable of answering how something came to be.

An illustrative analogy is the study of flight and the building of airplanes. If you want to know how to build an airplane, you don't go to the museum and study the history of flight, tracing its progress and evolution from the Wright brothers on. You ask an engineer and get the blueprints for a real, functioning, modern airplane. If you don't have access to that sort of thing, and we don't when it comes to the mind, you try to reverse-engineer a modern airplane. The history of flight, in short, will not help you.

What this all means is if we want to know how the mind works, evolutionary explanations (which are diachronic) are unhelpful. If we want to know why the mind is the way it is, and not some other plausible way -- for example, when we've built a model that mimics a particular function, but doesn't seem to work the way the mind does, and we want to know why -- we can look into evolution. But if we want to know how the mind works in its present form, we need to study it directly. Good old psychology.

When I first heard about this argument, I wasn't just stumped, I was distraught. I'm not the biggest fan of evolutionary psychology, mainly because I think it has some serious problems in its execution and the methodology available to it. But neither am I willing to throw the whole enterprise out or concede that it's irrelevant. Before I had any good reason, I had a strong gut feeling that Fodor was wrong. The good reason took a couple of days.

Fodor's mistake is ignoring the real reason for the existence of evolutionary psychology: the way that something came to be constrains the range of possibilities for how it can be now. We may have the capacity to completely redesign an airplane if we discover a better way for it to be built, but evolution is famous for its inertia. As Pinker points out, the reason the male seminal ducts don't wind straight down, hooking around the ureter, is that our reptilian ancestors' testicles were inside their bodies, and when our bodies became too warm to produce semen and the testicles had to descend into the sack of their present form, evolution could not redesign the plumbing, and the seminal ducts got caught on the ureter "like a gardener who snags a hose around a tree".

Of course, in this case, we can simply look into a human male and see the design of the seminal ducts. The synchronic explanation is available to us. But imagine if it was not -- for example, if we lived in some universe where evolution had been discovered, but where, as in the middle ages, dissection of cadavers was forbidden and imaging technology did not exist. Wouldn't it help to know that our reptilian ancestor's testicles were inside their bodies, and that the ducts wound around the ureter? Wouldn't it help to know even more that non-human mammals, especially those who we share a close evolutionary ancestry with, and whose testicles did descend into an external sack have their ducts snagged on the ureter? Would it really remain unconvincing if we found this design in all mammals with descended testicles? Or would we then think it pretty likely that our bodies have the same design?

The issue is that, while synchronic explanations provide evidence through deductive reasoning, diachronic explanations are necessarily inductive. Barring extreme philosophical skepticism that would claim every bit of reasoning based on observation is inductive, if a dissection or an X-ray-type body image shows seminal ducts going around the ureter, then that is the direct conclusion we deductively draw from that information, coupled with our knowledge about the reliability of the technology used, its functioning, and the trustworthiness of our own senses. On the other hand, there is nothing as compelling about finding the snagged seminal ducts design in our closesy ape ancestors. It could be that some beneficial mutation did take place between them and us, so that the design of our male reproductive system is different. But the closer the ancestors where we find the same design, and the more the findings in other animals support the evolutionary hypothesis that predicts which animals will have the same design (that is, all of the ones with descended testicles that are known to have evolved from reptiles), the more confident we can be.

And in studying the mind, this is the kind of thing we have to do, because synchronic explanations are often unavailable. Medieval sensibilities aside, we simply don't have the tools to directly divine the exact design of our cognitive machinery (and that is still true, despite all recent advances in neuroimaging). Evolutionary psychology, if we are careful with it and remain mindful of its shortcomings, can provide inductive evidence about the design of some particular cognitive system, if we can more directly observe the antecedents of this design in creatures closely related to our own evolutionary ancestors of different times, and chart its evolutionary trajectory (what it looked like in fish, in reptiles, in mammals, in monkeys, in apes...) Evolutinary psychology isn't dead or useless. It might, however, be humbled. And given some of its more blatant trespasses in recent years, that's not a bad thing.

4 comments:

  1. Great piece. Dave would have a field-day with this! I think that the issue is very important, and that many people (myself included) often confuse the two types explanations and get themselves into theoretical trouble.

    My initial thought is this - how exactly does evolution help us constrain hypotheses? Is it not biology that is doing that? Evolution is a story of successive structures (changing via natural selection), but the structures themselves are biological. Sure, evolution/natural selection explains the story of how the modules in my visual system that process depth have come to exist, but not how they work. Biological constraints on the brain, however, do restrict what is possible.

    I have a intuition pump that keeps me somewhat grounded on this. If you got a batch of data, and you came up with an explanation that accounts for 100% of variance and correctly predicts future outcomes (Nobel Prize for you), but is NOT compatible with the theory of evolution, is the theory useless? My intuition tells me that it is not, because if I can succesfully explain the here-and-now, it is not up to me to explain how it got to this point. I feel the opposite, however, if we replace evolution with biology.

    The problem with EP is not that you shouldn't think about evolution when theorizing about psychology. But you should not let evolution stand in the way of your theories; theories of the here-and-now are simply different kinds of theories than those of how things got to be this way, and explaining does not not mean that you need to explain the other, as well.

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  2. Funny that you say Dave would have a field day -- this post is basically a neat and concise summary of the paper I wrote for his class back then.

    On a physiological sense, of course it is the biology that constrains possibilities for structure. Evolution provides an account for how the biology of the ancestors of an animal constrains the biological structure of the animal as it is today. Specifically, if we know /what/ the structure of my ancestor's system is, and we agree about the truth of evolution, the closer the ancestor, the more reason there is to assume the structure found in me will be pretty similar. If my father has a femur, I probably do too (with a pretty high probability -- this is exactly what I mean by diachronic explanations being inductive rather than deductive). If my single-cell bacterial ancestor of millions and millions of years ago head mitochondria, well... the constraint isn't as clear, but it's nevertheless non-zero.

    In your batch of data scenario, I am unsure what it would mean for your explanation to not be compatible with the theory of evolution in the first place. If evolution can only make probabilistic statements about the here-and-now, and is otherwise concerned with how-things-came-to-be, what would it mean to have data about /how/ a system works that are incompatible with evolution? How could the data be incompatible?

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  3. Hey - sorry for the late reply - school really picked up all of a sudden. There is so much to be discussed here, that I may easily get off-track and I appologize in advance for this.

    I guess that the point of disagreement here is that you think that the probabilistic statements that evolution makes about the here-and-now in humans are worth something, and I think that they are almost worthless. In fact, I think that making evolutionary theories to explain the here and now is, much more often than not, extremely dangerous (as a side note, I am going to a Laurie Santos colloquium tomorrow, so we'll see how much my opinion on this changes :P)

    The main problem I have with most EP papers is that they very readily jump from data straight into evolutionary explanations that would work even if the data was reversed. Essentially, evolution often does not constrain our hypotheses enough.

    I was actually recently exposed to a paper that illustrates very well where many psychologists go wrong with EP. The paper was by LeBoue and DeLoache (2009) about infants and an innate module that detects threatning stimuli (specifically, snakes and angry faces and maybe spiders). Methodological issues aside, they find that 7-12 month olds orient faster (but don't look longer at) to angry faces, but look longer at fearful faces. Their idea is that we need to extract more information from fearful faces about the threat (because fear is indirect threat) and so we look longer, but anger is direct threat, so we look faster. But if they got the opposite result (anger longer, fear faster), they could appeal to a evolutionary mechanism as well (we look at anger longer to make sure we establish who and what the threat is, and we look at fear faster so that we can identify what the other person is afraid of and if we are in immediate danger).

    You speak of evolution as a constraining mechanism, but so many times it just does not constrain enough. The fact that evolutionary explanations are so often post hoc should be a giant red flag that they are not providing us with information about the here and now. What scientist opens up their hypothesis space by thinking: "evolution SHOULD have granted us this"? We have to first establish an existence of a concept, and the story of how it got there is completely secondary and contributes very little to the existence of that concept. It is an important part of a UNIFIED theory of psychology, but as a person interested in whether children learn, for example, natural kinds by boostrapping of core concepts or by a transformation of their perceptual space, evolutionary theory plays no part.

    Another recent paper that raised some steam (I forget by whom) found that only newborn baby girls are more sensitive to threatning stimuli. The author then proceeded to make an evolutionary explanation of why this is so. But why did he have to do that? He didn't. First of all, he did not need to give an explanation of why this data is the way it is. He identified an important data point. He can study how the sensory input lead to these behavioural ouputs. But his point that this has to do with evolution is a COMPLETELY different matter. I fail to see how an evolutionary explanation aids in any way to the question of what this data is telling us about human psychology. In fact, so often evolution is the easiest story of why something is the way it is that is a red herring towards discovering all the other reasons something exists (hormonal influences on the brain, for example).

    So, I think we can both agree that Fodor was wrong in saying that evolution has nothing to contribute to the here-and-now; sometimes, animal models really can aid in helping us identify which hypotheses about humans are worth exploring (although I would argue can never actually tell us about the presence or absence of various concepts). But the number of times that this happens is so low, that, in the large scheme of things, evolutionary explanations have much less to contribute than most psychologitsts assume.

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  4. I'm sorry also that it's taken me a while to respond!

    In short, I agree with just about everything you said. Evolutionary explanations are often misused, and they're especially bad when their post-hoc, as you point out.

    However, they don't have to be.

    You say: What scientist opens up their hypothesis space by thinking: "evolution SHOULD have granted us this"?

    The answer is, any good evolutionary psychologist. From what I've seen, people like Laurie Santos or Marc Hauser work in exactly this way. For a personal example of good, non-post-hoc evolutionary work, check out my paper with Adam: http://aclab.ca/users/josh/downloads/pubs/Susskind_et_al_NN_2008.pdf

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